Short selling

Results: 2054



#Item
561United States Securities and Exchange Commission / Financial system / 73rd United States Congress / Financial markets / Securities Exchange Act / Short selling / Securities regulation in the United States / Futures contract / Short / Finance / Financial economics / United States securities law

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: www.c2exchange.com

Language: English - Date: 2014-12-12 09:24:52
562Short selling / Business / Money / Economics / Finance / Financial regulation / Short

CHAPTER IV: Borrowing Authority Introduction This chapter covers budgetary accounting for borrowing authority. Included are:

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Source URL: www.fiscal.treasury.gov

Language: English - Date: 2011-03-14 11:19:40
563Financial markets / Stock market / United States Securities and Exchange Commission / Financial services / Algorithmic trading / Order / U.S. Securities and Exchange Commission / Naked short selling / Market depth / Financial economics / Investment / Finance

December 22, 2014 Via Electronic Mail: [removed] Brent J. Fields Secretary U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2014-12-23 06:41:13
56473rd United States Congress / Finance / Financial system / Financial regulation / Short selling / Securities Exchange Act / New York Stock Exchange / Short / NYSE Arca / United States Securities and Exchange Commission / United States securities law / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 29, 2014 Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2014-12-30 09:07:47
565Affinity fraud / Securities offering / Short / Ponzi scheme / Regulation D / Hedge fund / Financial economics / Finance / Investment

Top Investor Threats of 2015 “Regulators are seeing classic threats to investors morph into new or altered dangers, many fueled by the Internet. Overarching all of these threats are unlicensed agents selling unregister

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Source URL: www.ofi.state.la.us

Language: English - Date: 2014-12-12 14:32:36
566Financial markets / Finance / Financial regulation / Short selling / Tick size / Order / Initial public offering / London Stock Exchange / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

Transmitted via electronic mail to: [removed] Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2014-12-05 10:17:44
567Financial markets / Short selling / Stock market / Financial services / Securities lending / Security / Short / Repurchase agreement / Prime brokerage / Financial economics / Finance / Economics

Stock Exchanges and the Growth of Securities Lending – November 2007 Table of Contents Executive Summary ............................................................................................ 5 Stock Exchanges

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Source URL: world-exchanges.org

Language: English - Date: 2014-08-06 09:31:41
568Stock market / Financial markets / Financial services / Short / Short selling / London Stock Exchange / Stock broker / Financial Services Authority / Business / Financial economics / Finance

FINAL NOTICE To: Gracechurch Investments Limited (In Liquidation)

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Source URL: webarchive.nationalarchives.gov.uk

Language: English
569Financial markets / Finance / Business / Financial regulation / Short selling / Securities Exchange Act / New York Stock Exchange / U.S. Securities and Exchange Commission / Short / Financial economics / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 23, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed

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Source URL: www.sec.gov

Language: English - Date: 2014-12-24 08:30:22
570Short selling / Repurchase agreement / Securities / Shadow banking system / Securities lending / Collateral / Short / Central bank / Collateral management / Financial economics / Finance / Economics

Microsoft Word[removed]ESRB Occasional Paper on the Results of the first SFT Data Collection_Final

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Source URL: www.esrb.europa.eu

Language: English - Date: 2014-09-22 14:19:14
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